PCG Intntl Sr Reg Client Assoc (Coral Gables)

  • Address:Coral Gables, FL 33114 (map)
  • Date Posted:08/30/16
  • Job Type:Full-time
  • Description:
  • Job Title:PCG Intntl Sr Reg Client AssocJob ID Number:5271245-1Location:Coral Gables,FLJob Description:Job DescriptionProvides sales practice as well as overall administrative and operational client service support to assist the business activities of the International Financial Advisor(s). May solicit orders from clients and provide investment advice to clients, and under the direction of the Financial Advisor and as securities licensing and registrations permit. Provides assistance to the Financial Advisor by reviewing formation documents for offshore structures, preparing enhanced due diligence for Non-Resident Alien accounts, furnishing account information and quotes, establishing new accounts, and processing deliveries and/or payments. Performs various administrative functions for the Financial Advisor(s) and/or Branch Manager including, but not limited to, typing letters, forms and reports from rough draft, as well as preparing and/or originating correspondence for the Financial Advisor. May originate their own administrative or operational related correspondence on accounts with the approval of the Financial Advisor. Handles telephone calls, requests for research reports and researches account problems including negative news searches and ensuring accounts are within WFA?s allowable country list. Establishes and maintains files to meet regulatory requirements, creating and producing reports and databases, establishes and maintains filing and record keeping necessary to support sales efforts. Provides knowledge and systems support to branch personnel and training for entry-level assistants.Required Qualifications 5+ years of financial services experienceSuccessfully completed FINRA Series 7 and 63 or 7 and 66 exams to qualify for immediate registration (or FINRA recognized equivalents)Bilingual speaking, reading, and writing proficiency in Spanish/English Desired Qualifications Strong client service skillsStrong attention to detail and accuracy skillsEffective organizational, multi tasking, and prioritizing skillsGood verbal, written, and interpersonal communication skillsBrokerage industry experience Job Expectations Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance. Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
Ad ID: 45815509
  • Posted by: Ad Partner | View all ads
  • Profile: Active since 08/2016
Important Important Safety Tips:
You should find out as much as you can about the company.
Meet your prospective employers/employees face to face.
You should NOT have to provide your bank account details. Stay safe - read our safety tips.
Why list PCG Intntl Sr Reg Client Assoc on eBay Classifieds? It's Free, Friendly & Local